Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Gallagher is a financial advisor with over 23 years of experience in the financial services industry. Gerald is currently registered with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo, Gerald worked at Morgan Stanley and Barclays Capital Inc. Gerald is licensed to provide financial advice in multiple states and holds the Series 7, Series 31, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/12/2024 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
09/19/2014 - 04/16/2024
MORGAN STANLEY (Los Angeles CA)
CA
01/03/2011 - 10/02/2014
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
09/20/2007 - 01/20/2011
VISION INVESTMENT SERVICES, INC. (LOS ANGELES CA)
CA
05/16/2006 - 01/03/2011
NORTHERN TRUST SECURITIES, INC. (LOS ANGELES CA)
CA
06/09/2003 - 02/22/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY HILLS CA)
NJ
11/16/2001 - 06/27/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/05/2000 - 11/23/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 05/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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