Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Paul Dietz is a financial advisor in McDonough, Georgia. Gerald has been in the financial industry since 2004. Gerald is currently registered with Cape Investment Advisory, Inc. and has a Series 66, Series 7, Series 31 and SIE license. Gerald has been registered with Cape Investment Advisory, Inc. since 2018. Before joining Cape Investment Advisory, Inc., Gerald worked at WBB Securities, LLC, Keystone Capital Corporation, Girard Securities, Inc., QA3 Financial Corp., Chase Investment Services Corp., Wells Fargo Investments, LLC, and Morgan Stanley DW Inc. Gerald offers financial planning, portfolio management for individuals, pension consulting, selection of other advisers, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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GA
02/11/2018 - Present
Cape Investment Advisory, Inc. (MCDONOUGH GA)
CA
11/04/2016 - 12/31/2017
WBB SECURITIES, LLC (SAN DIEGO CA)
TX
07/03/2014 - 10/31/2016
KEYSTONE CAPITAL CORPORATION (Dallas TX)
TX
02/25/2011 - 05/07/2014
GIRARD SECURITIES, INC. (MCKINNEY TX)
TX
02/25/2009 - 02/11/2011
QA3 FINANCIAL CORP. (MCKINNEY TX)
TX
11/11/2004 - 01/16/2009
CHASE INVESTMENT SERVICES CORP. (CARROLLTON TX)
CA
05/27/2004 - 06/17/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
12/10/2001 - 12/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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