Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Pascal is a financial advisor at UBS Financial Services Inc., with over 10 years of experience in the financial services industry. Gerald holds licenses in both California and Florida, and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Gerald is also a Registered Options Principal and has experience in various areas, including portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/10/2020 - Present
UBS Financial Services Inc. (Sarasota FL)
CA
03/13/2013 - 11/11/2016
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
PA
01/17/2013 - 02/14/2013
DIRECTED SERVICES LLC (WEST CHESTER PA)
PA
01/17/2013 - 02/14/2013
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
CT
01/17/2013 - 02/14/2013
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
01/17/2013 - 02/14/2013
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CT
01/17/2013 - 02/14/2013
ING INVESTMENT ADVISORS, LLC (WINDSOR CT)
CA
05/24/2010 - 11/20/2012
ADVANCED EQUITIES, INC. (SAN FRANCISCO CA)
CA
11/10/2005 - 04/21/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BC
Issued 04/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2012
Series 4 - Registered Options Principal Examination
BC
Issued 08/25/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/18/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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