Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald McGinley is a financial advisor at UBS Financial Services Inc. Gerald has been in the financial services industry since 1992 and has a wide range of experience in providing financial advice. Gerald holds both Series 7 and Series 66 licenses, as well as a Series 65 license, allowing Gerald to provide investment advisory services to clients in multiple states. Gerald has worked for a number of prominent financial institutions, including Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Currently, Gerald is affiliated with UBS Financial Services Inc., where he is a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/02/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
11/03/2000 - 12/18/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
05/31/1994 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/22/1988 - 08/02/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 11/30/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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