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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Montegani Jr. is a financial advisor with over 30 years of experience in the industry. Gerald is registered with UBS Financial Services Inc. and holds Series 3, 7, 8, 9, 10, 63, and 65 licenses. Gerald has previously worked with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Chatfield Dean & Co., Inc.. Gerald specializes in providing financial advice to individuals, corporations, and other businesses, and has experience working with charitable organizations, investment companies, high-net-worth individuals, and pension and profit-sharing plans. Gerald has experience with a wide range of financial products and services, including portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/07/2008 - Present
UBS Financial Services Inc. (SEAL BEACH CA)
CA
04/02/2007 - 11/10/2008
MORGAN STANLEY & CO. INCORPORATED (LONG BEACH CA)
CA
07/09/1992 - 04/02/2007
MORGAN STANLEY DW INC. (LONG BEACH CA)
CO
04/13/1992 - 05/08/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 07/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1992
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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