Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Michael Broucek is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) since 2007. Gerald has been working in the financial services industry since 1993, and has a broad range of experience in investment and financial planning. Gerald provides a variety of services to individuals, businesses, and institutions, including portfolio management, financial planning, and investment advice. Gerald has a strong track record of success in helping clients achieve their financial goals. Gerald is a dedicated professional with a commitment to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/05/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
05/15/2000 - 04/16/2007
VISION INVESTMENT SERVICES, INC. (MIAMI FL)
FL
08/11/1993 - 04/13/2007
NORTHERN TRUST SECURITIES, INC. (MIAMI FL)
BOTH
Issued 08/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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