Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Melvin Goz is an investment advisor representative with The Wealth Consulting Group. Gerald has been in the industry since 1967 and has a diverse background in financial services. He has held positions with various firms including New England Securities, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Dean Witter Reynolds Inc., GE Investment Distributors, Inc, Paine Webber Incorporated, OCC Distributors, The Dreyfus Service Corporation, AMIV-EST Corporation, Gruntal & Co. Incorporated, Bache Halsey Stuart Shields Incorporated, Shearson Loeb Rhoades Inc., and Herzfeld & Stern. Gerald is a licensed investment advisor representative in Arizona and holds a Series 7TO, Series 63, Series 65, and Series 5 license. He is also registered to provide investment advisory services in Arizona, California, Florida, New York, North Carolina, Pennsylvania, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
12/15/2014 - Present
THE Wealth Consulting Group (Phoenix AZ)
AZ
10/04/2005 - 11/21/2014
NEW ENGLAND SECURITIES (PHOENIX AZ)
IN
08/06/2001 - 10/03/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/06/2001 - 10/03/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
02/18/2000 - 11/16/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CT
03/21/1997 - 06/18/1999
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
NJ
02/01/1996 - 03/20/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/26/1994 - 01/16/1996
OCC DISTRIBUTORS (NEW YORK NY)
NY
02/09/1989 - 01/17/1994
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
08/10/1987 - 12/22/1988
AMIV-EST CORPORATION
NA
04/01/1982 - 02/13/1987
GRUNTAL & CO. INCORPORATED
NA
01/04/1980 - 04/13/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
11/02/1979 - 01/23/1980
SHEARSON LOEB RHOADES INC.
NA
10/10/1967 - 02/05/1979
HERZFELD & STERN
IA
Issued 02/29/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/09/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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