Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Schwartz is an investment advisor representative with Arista Advisory Group, LLC. Gerald is based in Honolulu, HI and has been in the industry since 1978. Gerald holds Series 7, 24, and 63 licenses and has been registered with the State of Hawaii as an Investment Advisor Representative since December 1, 2016. Gerald has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Nathan & Lewis Securities, Inc., and Walnut Street Securities, Inc. In addition to his work with Arista Advisory Group, LLC, Gerald also works with Mountain Laurel Associates, Group Nine Financial Services, and Arista Investment Advisors, Ltd. Gerald holds the Certified Financial Planner designation and specializes in providing financial planning, portfolio management for individuals, and pension consulting services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
12/06/2019 - Present
Arista Advisory Group, LLC (Honolulu HI)
CA
08/01/2003 - 03/25/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
03/21/1989 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
09/26/1978 - 02/14/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/01/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 04/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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