Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Heilpern has been in the securities industry since 1969 and is currently registered with Spartan Capital Securities, LLC. Gerald has held previous positions with several other firms, including AEGIS CAPITAL CORP., KOVACK SECURITIES INC., BROOKSTREET SECURITIES CORPORATION, and DUPONT SECURITIES GROUP, INC. Gerald is a licensed Series 4, 7, 12, 24, 52TO, 53, 55, 57TO, 63, 72, 79TO and SIE. Gerald is registered in Connecticut, Florida, Maryland, New Jersey, New York, North Carolina, Oregon, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/23/2019 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
05/11/2015 - 05/23/2019
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
07/02/2007 - 05/12/2015
KOVACK SECURITIES INC. (SUFFERN NY)
NY
03/18/2004 - 06/29/2007
BROOKSTREET SECURITIES CORPORATION (SUFFERN NY)
NY
01/13/2000 - 07/02/2004
DUPONT SECURITIES GROUP, INC. (NEW YORK NY)
NY
08/14/2002 - 12/31/2003
NATIVE AMERICAN SECURITIES COMPANY, INC. (NEW YORK NY)
NY
03/29/2001 - 12/31/2003
AMERICAN INTERNATIONAL SECURITIES, INC. (NEW YORK NY)
NY
03/21/1995 - 09/02/1999
FAB SECURITIES OF AMERICA, INC. (NEW YORK NY)
NY
05/06/1994 - 03/24/1995
INVESTORS DEPOT, INC. (UTICA NY)
NJ
01/22/1990 - 05/11/1994
HYM FINANCIAL, INC. (CLIFTON NJ)
NA
04/06/1989 - 01/13/1990
J. T. MORAN & CO., INC.
NA
06/09/1988 - 04/25/1989
MOORE & SCHLEY, CAMERON & CO.
NA
08/01/1974 - 06/14/1988
PHILIPS, APPEL & WALDEN, INC.
NA
08/28/1984 - 06/08/1988
MULLER AND COMPANY, INC.
NA
05/09/1973 - 08/30/1974
SCHWEICKART & CO.
NA
08/11/1972 - 06/14/1973
W. E. HUTTON & CO.
NA
02/25/1969 - 09/19/1972
BACHE & CO INCORPORATED
BC
Issued 09/25/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/29/1996
Series 4 - Registered Options Principal Examination
BC
Issued 08/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 12/11/1978
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 42 - Registered Options Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/04/1977
PC - AMEX Put and Call Exam
BC
Issued 02/17/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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