Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Marc Riso is a financial advisor with UBS Financial Services Inc., located in Weehawken, NJ. Gerald has over 16 years of experience in the financial industry. He is registered with FINRA and holds Series 7, SIE, and Series 99TO licenses. Gerald's previous employers include PFS INVESTMENTS INC., J.P. MORGAN CLEARING CORP., J.P.MORGAN SECURITIES INC., NEBRASKA HUDSON COMPANY, INC., WATERHOUSE SECURITIES, INC., and WALSH MANNING SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/02/2024 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
10/27/2017 - 12/31/2018
PFS INVESTMENTS INC. (MORGANVILLE NJ)
NY
07/11/2007 - 12/14/2015
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
07/11/2007 - 12/31/2008
J.P.MORGAN SECURITIES INC. (BROOKLYN NY)
NE
06/07/2000 - 04/25/2001
NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)
NE
06/26/1998 - 07/27/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
03/10/1998 - 05/26/1998
WALSH MANNING SECURITIES, LLC
BC
Issued 03/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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