Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Nowakowski is a financial advisor at UBS Financial Services Inc. Gerald has been in the financial services industry since 2002. Gerald's experience includes working with both individuals and institutions. Gerald is registered with the state of Pennsylvania and holds Series 6, 7, 63 and 66 licenses. Gerald has worked at a number of other financial institutions, including Hartford Funds Distributors, LLC, PNC Investments, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
05/06/2022 - Present
UBS Financial Services Inc. (NASHVILLE TN)
PA
06/19/2013 - 04/25/2022
HARTFORD FUNDS DISTRIBUTORS, LLC (Wayne PA)
NJ
04/02/2013 - 06/20/2013
PNC INVESTMENTS (CINNAMINSON NJ)
NJ
05/01/2002 - 04/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
08/18/1995 - 01/23/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 01/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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