Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald m.? Claim Your ProfileGerald m. Parks is a financial advisor with UBS Financial Services Inc. located in Birmingham, MI. Gerald has been in the industry since 1992 and is registered to provide investment advice in Michigan and Texas. Prior to joining UBS Financial Services Inc., Gerald was employed by J.P. MORGAN SECURITIES INC., BANC ONE SECURITIES CORPORATION, FIRST CHICAGO NBD INVESTMENT SERVICES, INC. and ESSEX NATIONAL SECURITIES, INC. Gerald holds Series 6, 7, 63, 65 and SIE licenses. Gerald's specializations include: Portfolio Management for Individuals, Pension Consulting, Financial Planning, Selection of Other Advisers, and Portfolio Management for Businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
05/04/2007 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
MI
07/01/2006 - 05/09/2007
J.P. MORGAN SECURITIES INC. (BLOOMFIELD HILLS MI)
MI
02/01/1999 - 07/01/2006
BANC ONE SECURITIES CORPORATION (BLOOMFIELD HILLS MI)
IL
03/28/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
03/30/1992 - 03/21/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IA
Issued 01/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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