Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Hamm is a financial advisor with over 20 years of experience in the financial services industry. Gerald is currently registered with Raymond James & Associates, Inc. and holds the Series 66, Series 7, Series 10, Series 24, Series 27, and Series 99TO licenses. Gerald is a highly experienced advisor that provides financial advice and portfolio management services to individuals, businesses, corporations, high-net-worth individuals, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/19/2019 - Present
Raymond James & Associates, Inc. (MOBILE AL)
OH
07/31/2015 - 12/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AKRON OH)
FL
05/16/2012 - 03/07/2014
STERNE AGEE CLEARING INC (BOCA RATON FL)
AL
04/02/1996 - 01/03/2014
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BOTH
Issued 09/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/06/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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