Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Lynn Ray is a financial advisor with over 40 years of experience in the industry. Gerald has a strong background in financial planning, portfolio management, and retirement planning. Gerald has worked with clients in both the individual and corporate markets. Currently, Gerald is registered with International Assets Investment Management, LLC in Addison, TX, providing advisory services for individuals and businesses. Previously, Gerald has been registered with several firms, including Grove Point Investments, LLC, National Planning Corporation, and AIG Financial Advisors, Inc. Gerald holds a Series 7, Series 24, Series 63, and Series 65 licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/23/2024 - Present
International Assets Investment Management, LLC (Addison TX)
TX
10/26/2017 - 03/20/2024
GROVE POINT INVESTMENTS, LLC (Addison TX)
TX
11/11/2008 - 10/27/2017
NATIONAL PLANNING CORPORATION (ADDISON TX)
TX
10/31/2005 - 11/12/2008
AIG FINANCIAL ADVISORS, INC. (ADDISON TX)
AZ
10/13/1995 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
06/06/1988 - 10/18/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/21/1985 - 06/10/1988
A. G. EDWARDS & SONS, INC.
NA
09/30/1983 - 02/14/1985
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/19/1981 - 09/30/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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