Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Louis Schwolsky is an investment advisor with over 20 years of experience in the financial services industry. Gerald has a proven track record of providing personalized investment advice to a wide range of clients. Gerald is currently registered with Wells Fargo Clearing Services, LLC. He is also licensed to provide investment advisory services in 36 states. Gerald previously worked at Morgan Stanley and Ryan Beck & Co. Gerald is a highly skilled and experienced investment advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
09/05/2019 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NJ
06/01/2009 - 09/20/2019
MORGAN STANLEY (MORRISTOWN NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FAIRFIELD NJ)
NJ
01/11/2007 - 04/02/2007
MORGAN STANLEY DW INC. (FAIRFIELD NJ)
NJ
04/27/1999 - 01/11/2007
RYAN BECK & CO. (FLORHAM PARK NJ)
BOTH
Issued 07/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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