Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Lester Asplund is a financial advisor with over 30 years of experience in the industry. Gerald is currently registered with LPL Financial LLC in Wayzata, Minnesota and has been with the firm since December 2012. Previously, Gerald worked with Northwestern Mutual Investment Services, LLC, Jackson National Life Distributors, Inc., American Skandia Marketing, Inc., Dain Rauscher Incorporated, and Dean Witter Reynolds Inc. Gerald holds the Series 7, 31, and 63 securities licenses as well as the Series 65 Investment Advisor license. Gerald is a Certified Financial Planner and provides a wide range of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
12/23/2013 - Present
LPL Financial LLC (WAYZATA MN)
MN
10/24/2002 - 12/17/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (EDINA MN)
TN
01/10/2002 - 07/16/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CT
10/19/2000 - 11/26/2001
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NY
02/12/1999 - 08/03/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NY
05/21/1993 - 02/16/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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