Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Lee Raymond is a financial advisor with over 28 years of experience in the industry. Gerald has a current registration with LPL Financial LLC and has held previous registrations with Mutual Service Corporation and MML Investors Services, Inc. Gerald holds Series 6, 7, 63 and 66 licenses and the SIE exam. Gerald provides a variety of advisory services for individuals, families, trusts, businesses and retirement plans. The services provided by Gerald include financial planning, portfolio management, investment advisory, and consulting. The Raymond Wesley Plan Advisors, a DBA for LPL business, is a personal corporation which provides space, services and staff to Gerald's personal practice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/08/2022 - Present
LPL Financial LLC (IRVINE CA)
CA
06/05/1996 - 09/08/2009
MUTUAL SERVICE CORPORATION (NEWPORT BEACH CA)
MA
12/15/1994 - 05/29/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 07/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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