Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Lee is a broker with Mufg Securities Americas Inc. He is registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). Gerald has over 20 years of experience in the financial services industry. He has a broad range of experience in the securities industry, including investment banking, securities trading, and financial planning. Gerald is committed to providing his clients with the highest level of service and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/05/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
04/20/2015 - 02/02/2018
LLOYDS SECURITIES (NEW YORK NY)
NY
09/29/2009 - 04/02/2015
BBVA SECURITIES INC. (NEW YORK NY)
NY
11/21/2006 - 02/13/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
10/22/2002 - 06/14/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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