Unclaimed
Gerald King Emerson is an investment advisor representative with LPL Enterprise, LLC. Gerald has been in the industry since 2007 and holds the Series 6, 7, 63, and 65 licenses. Previously, Gerald has worked with several firms including MML Investors Services, LLC, Park Avenue Securities LLC, Woodbury Financial Services, Inc., Morgan Keegan & Company, Inc., and Northwestern Mutual Investment Services, LLC. Gerald has a strong background in providing financial planning and portfolio management services to individuals and businesses. He is also a volunteer board member of Main Street Collierville, a non-profit organization focused on community growth and development.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
11/14/2024 - Present
LPL Enterprise, LLC (FRANKLIN TN)
TN
04/25/2014 - 08/29/2017
MML INVESTORS SERVICES, LLC (MEMPHIS TN)
TN
07/28/2009 - 04/14/2014
PARK AVENUE SECURITIES LLC (MEMPHIS TN)
TN
10/24/2008 - 06/25/2009
WOODBURY FINANCIAL SERVICES, INC. (GERMANTOWN TN)
TN
08/07/2007 - 09/09/2008
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
01/01/2007 - 05/30/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MEMPHIS TN)
IA
Issued 05/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/27/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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