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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Kane is an investment advisor representative with Nordwand Advisors. Gerald Kane is a registered investment advisor in the state of Pennsylvania. He has been in the securities industry for more than 30 years and is a registered principal, holding a Series 4, Series 9, Series 10, Series 24, and Series 8. Gerald Kane has worked for several large financial institutions including JP Morgan Securities, Morgan Stanley, UBS Financial Services, Credit Suisse, and Banc of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
12/19/2022 - Present
Nordwand Advisors (RADNOR PA)
PA
04/29/2022 - 12/16/2022
J.P. MORGAN SECURITIES LLC (PHILADELPHIA PA)
PA
08/18/2017 - 04/20/2022
MORGAN STANLEY (Yardley PA)
PA
06/15/2016 - 08/15/2017
UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)
PA
02/04/2009 - 05/11/2016
CREDIT SUISSE SECURITIES (USA) LLC (WEST CONSHOHOCKEN PA)
PA
07/11/2003 - 02/03/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST CONSHOHOCKEN PA)
NY
01/17/2003 - 07/08/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
07/10/2002 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/09/1999 - 07/17/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
MO
10/01/1999 - 12/20/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
08/03/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NE
04/01/1987 - 10/20/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
01/27/1987 - 03/30/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 12/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2022
Series 4 - Registered Options Principal Examination
BC
Issued 05/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 06/22/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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