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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Nissly has been working in the financial services industry since 1970. Currently, Gerald Nissly is an advisor at LPL Financial LLC and has been registered with them since 2019. Prior to this role, Gerald Nissly was also registered with Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Moseley Securities Corporation, Moseley, Hallgarten & Estabrook Inc, F. S. Moseley, Estabrook Inc, and F. S. Moseley & Co. Gerald Nissly is also registered as an Investment Advisor in Rhode Island and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
05/16/2019 - Present
LPL Financial LLC (CHARLESTOWN RI)
CT
01/01/2008 - 12/19/2008
WACHOVIA SECURITIES, LLC (DANBURY CT)
CT
12/23/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DANBURY CT)
NA
04/16/1970 - 01/04/1988
MOSELEY SECURITIES CORPORATION
NA
04/28/1976 - 02/23/1979
MOSELEY, HALLGARTEN & ESTABROOK INC
NA
04/26/1974 - 04/28/1976
MOSELEY, HALLGARTEN & ESTABROOK INC.
NA
08/10/1973 - 04/26/1974
F. S. MOSELEY, ESTABROOK INC.
NA
12/12/1972 - 08/10/1973
F. S. MOSELEY & CO.
IA
Issued 03/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/24/1986
Series 4 - Registered Options Principal Examination
BC
Issued 04/11/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 12/21/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 01/22/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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