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Gerald Joseph Donovan

Northwestern Mutual Investment Services, LLC

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About Gerald Joseph Donovan

Gerald Donovan is an investment advisor representative with Northwestern Mutual Investment Services, LLC and is based in Boston, Massachusetts. Gerald is registered with the state of Massachusetts as an Investment Advisor Representative and also as a Broker. Gerald is registered with the state of Arizona, California, Connecticut, Florida, Georgia, Maine, Maryland, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Texas, and Virginia. Gerald has been working as an investment advisor representative for over 27 years and has held past positions with Robert W. Baird & Co. Incorporated, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company. Gerald holds a Series 6, 7, 63, and 65 license and has passed the SIE exam.

Firm Information

Gerald Donovan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1 BEACON ST FL 21

BOSTON, MA 02108

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Gerald Donovan’s Registration & Firm History

MA

04/14/2011 - Present

Northwestern Mutual Investment Services, LLC (BOSTON MA)

WI

01/17/1995 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 4/8/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/10/2015

Series 7 - General Securities Representative Examination

BC

Issued 1/16/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gerald Joseph Donovan. Review regulatory record here.
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