Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald James Marra is a financial professional with over 25 years of experience in the industry. Currently, Gerald is a registered representative with HSBC Securities (USA) Inc. Gerald has held previous positions at HSBC Brokerage (USA) Inc., Assent LLC, and Morgan Stanley DW Inc. Gerald is a licensed and registered professional in many states including New York, New Jersey, Texas and several others. Gerald’s professional licenses include Series 7, Series 31, Series 63, Series 65 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/05/2020 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
06/03/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IL
02/27/2004 - 05/26/2004
ASSENT LLC (BOLINGBROOK IL)
NY
01/10/1997 - 03/03/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/27/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 01/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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