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Gerald James Concepcion

Bluerock Capital Markets LLC

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About Gerald James Concepcion

Gerald Concepcion is a financial professional with over 25 years of experience in the financial services industry. Gerald has a strong background in securities and commodities trading, and has held positions at several prominent financial institutions. Gerald's current role is at Bluerock Capital Markets LLC as a Registered Representative. Gerald is registered in 14 states and holds the Series 3, 7, and SIE licenses.

Firm Information

Gerald Concepcion is currently registered with Bluerock Capital Markets LLC. Bluerock Capital Markets LLC is a Limited Liability Company formed in August 2005. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gerald Concepcion’s Registration & Firm History

CA

09/20/2023 - Present

Bluerock Capital Markets LLC (Newport Beach CA)

NY

02/29/2016 - 04/03/2023

BNY MELLON SECURITIES CORPORATION (New York NY)

NY

01/30/2002 - 03/03/2016

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NJ

06/11/2001 - 11/01/2001

ABNER, HERRMAN & BROCK, INC. (JERSEY CITY NJ)

NY

01/03/2001 - 02/14/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

TN

02/26/1996 - 03/27/1998

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

NY

11/17/1994 - 12/01/1995

L.C. WEGARD & CO., INC. (NEW YORK NY)

NY

08/01/1994 - 09/15/1994

HIBBARD BROWN & CO., INC. (NEW YORK NY)

NY

08/19/1994 - 09/06/1994

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

NY

08/05/1994 - 08/19/1994

WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/18/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2013

Series 3 - National Commodity Futures Examination

BC

Issued 07/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gerald James Concepcion.
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