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Gerald Heinrich Noemdoe

Finalis Securities LLC

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About Gerald Heinrich Noemdoe

Gerald Noemdoe is an active investment advisor registered with the state of California and Texas. Gerald is a registered representative with Finalis Securities LLC and has been in the industry since August 13, 2014. Gerald holds Series 63, 79, 82, and SIE licenses. Gerald's previous experience includes work with GROWTH CAPITAL SERVICES, INC. in San Francisco, California.

Firm Information

Gerald Noemdoe is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gerald Noemdoe’s Registration & Firm History

NY

02/02/2022 - Present

Finalis Securities LLC (New York NY)

CA

08/13/2014 - 01/31/2022

GROWTH CAPITAL SERVICES, INC. (San Francisco CA)

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Licenses & Designations

BC

Issued 05/27/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/12/2014

Series 82 - Limited Representative-Private Securities Offerings

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gerald Heinrich Noemdoe.
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