Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Ariyan has been in the financial services industry since 1993. Gerald is a registered investment advisor representative and currently works for Ashton Thomas Securities, LLC in Rochester, New York. Gerald has a long history of working for reputable financial institutions, including Deutsche Bank Securities Inc., Raymond James & Associates, Inc., and Alex. Brown & Sons Incorporated. Gerald's areas of expertise include financial planning, portfolio management for individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
04/23/2024 - Present
Ashton Thomas Securities, LLC (ROCHESTER NY)
NY
09/06/2016 - 09/01/2022
RAYMOND JAMES & ASSOCIATES, INC. (New York NY)
NY
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
02/23/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
03/23/1993 - 03/01/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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