Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Hazel has been in the financial industry since 1997. Gerald is currently registered as an Investment Advisor Representative with Citigroup Global Markets Inc. Gerald previously worked at TD PRIVATE CLIENT WEALTH LLC, TD WEALTH MANAGEMENT SERVICES INC., H.C. WAINWRIGHT & CO., INC., BLUESTONE CAPITAL SECURITIES, INC., KAUFMAN BROS., L.P., WEATHERLY SECURITIES CORPORATION, AMERICORP SECURITIES, INC., and NYLIFE SECURITIES INC. Gerald is licensed to offer investment advisory services in California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Dakota, Virginia, Washington, and Wisconsin. Gerald has been involved in the financial industry for over 25 years and has a strong reputation for providing personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/23/2022 - Present
Citigroup Global Markets Inc. (New York NY)
NY
02/28/2013 - 03/06/2022
TD PRIVATE CLIENT WEALTH LLC (NEW YORK NY)
NY
09/11/2002 - 05/28/2010
TD WEALTH MANAGEMENT SERVICES INC. (NEW YORK NY)
NY
04/17/2001 - 09/05/2002
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NY
10/23/2000 - 03/28/2001
BLUESTONE CAPITAL SECURITIES, INC. (NEW YORK NY)
NY
06/18/1998 - 10/25/2000
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
02/27/1997 - 07/06/1998
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
07/06/1994 - 03/20/1997
AMERICORP SECURITIES, INC. (NEW YORK NY)
NY
04/13/1994 - 07/12/1994
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 03/08/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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