Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Holman is a financial advisor with over 40 years of experience in the industry. He has been associated with Raymond James Financial Services Advisors, Inc. since 2004. Prior to that, Gerald held positions at various other firms including Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, and Financial Network Investment Corporation. Gerald is a Certified Financial Planner and holds several professional designations. Gerald is registered in several states to offer investment advice and brokerage services. Gerald specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
06/29/2023 - Present
Raymond James Financial Services Advisors, Inc. (Sandy UT)
WI
05/08/1989 - 11/01/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
05/08/1989 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
02/29/1988 - 06/19/1989
FINANCIAL NETWORK INVESTMENT CORPORATION
NA
10/31/1986 - 03/08/1988
PLANNED INVESTMENTS INC.
NA
05/07/1982 - 01/13/1987
NML EQUITY SERVICES, INC.
NA
09/09/1986 - 11/21/1986
FUNDING CAPITAL INC.
NA
03/12/1986 - 09/09/1986
HALL SECURITIES CORPORATION
NA
06/25/1985 - 09/16/1985
HALL SECURITIES CORPORATION
IA
Issued 07/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/12/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/06/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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