Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Gaeta is a financial advisor currently registered with City National Rochdale. Gerald has been in the financial industry since 1990 and has experience with various firms including First Republic Securities Company, LLC, NYLIFE Securities LLC, and Prudential Securities Incorporated. Gerald provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Gerald also helps clients select other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/15/2020 - Present
City National Rochdale (DALLAS TX)
CA
09/12/2018 - 09/08/2020
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
TX
10/14/2002 - 09/11/2018
NYLIFE SECURITIES LLC (ADDISON TX)
IL
08/24/2001 - 03/26/2002
ALFS, INC. (NORTHBROOK IL)
NY
01/01/1998 - 06/19/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
CA
07/20/1995 - 02/09/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
10/19/1992 - 04/28/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/22/1990 - 04/20/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/22/1990 - 04/20/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MA
09/07/1989 - 07/23/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/07/1989 - 07/23/1990
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
02/10/1987 - 06/13/1989
H. L. MICHAELS SECURITIES, INC.
IA
Issued 03/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/08/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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