Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Eugene Smith is a financial professional with over 30 years of experience in the financial services industry. Gerald is currently registered with Stephens and has been with the firm since 1994. Prior to joining Stephens, Gerald worked at Masters Financial Group, Inc., Allison, Rosenblum & Hannahs, Inc., First State Investments, Inc., First Investment Securities, Inc., Jon R. Brittenum & Associates, Inc. and Parham & Company, Inc. Gerald's professional experience spans multiple firms and includes expertise in providing financial advice to individuals, corporations, and other institutions. Gerald is a dedicated and experienced financial professional with a proven track record of success in providing financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
03/08/1994 - Present
Stephens (LITTLE ROCK AR)
AR
06/03/1991 - 02/21/1994
MASTERS FINANCIAL GROUP, INC. (LITTLE ROCK AR)
NA
02/23/1989 - 11/29/1990
ALLISON, ROSENBLUM & HANNAHS, INC.
NA
03/10/1988 - 03/08/1989
FIRST STATE INVESTMENTS, INC.
NA
05/29/1987 - 02/20/1988
FIRST STATE INVESTMENTS, INC.
NA
06/16/1983 - 01/08/1988
FIRST INVESTMENT SECURITIES, INC.
NA
07/10/1980 - 04/11/1983
JON R. BRITTENUM & ASSOCIATES, INC.
NA
06/21/1980 - 10/29/1981
PARHAM & COMPANY, INC.
BC
Issued 02/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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