Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Britton is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 30 years of experience in the industry. Gerald is a registered representative in the District of Columbia, Maryland and Texas. He has Series 6, 7, 31 and 63 securities licenses and a Series 65 investment advisor license. He is also a registered Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been active in the investment business since 1992. Gerald has held previous positions with Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
03/05/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WASHINGTON DC)
MD
01/14/2005 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (LUTHERVILLE MD)
MD
05/13/1992 - 01/27/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
12/11/1986 - 02/28/1987
FIRST INVESTORS CORPORATION
IA
Issued 04/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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