Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Pruim is a financial advisor with over 28 years of experience in the financial services industry. Gerald is currently registered with Raymond James Financial Services Advisors, Inc. in Mokena, Illinois. Prior to joining Raymond James Financial Services Advisors, Inc., Gerald was employed at Focused Investments L.L.C., Vision Investment Services, Inc. and Wayne Hummer & Co. Gerald holds Series 63, Series 66, and Series 7 licenses. Gerald has a wide range of experience and offers various financial services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (MOKENA IL)
IL
07/02/2003 - 05/15/2006
FOCUSED INVESTMENTS L.L.C. (WORTH IL)
IL
05/20/1999 - 06/17/2003
VISION INVESTMENT SERVICES, INC. (ROSEMONT IL)
IL
01/23/1995 - 05/27/1999
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
IL
06/20/1995 - 08/18/1997
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
IL
06/29/1994 - 12/31/1994
WAYNE HUMMER & CO. (CHICAGO IL)
BOTH
Issued 03/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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