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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Edward O'Connor is an investment advisor representative who has been in the industry since 1998. Gerald Edward O'Connor is currently registered with Morgan Stanley. Previously, Gerald Edward O'Connor was registered with MetLife Securities Inc., AXA Advisors, LLC, Invest Financial Corporation, Futureshare Financial LLC, Conseco Securities, Inc., First Union Securities, Inc. and First Union Brokerage Services, Inc.. Gerald Edward O'Connor is licensed in multiple states and holds the following licenses: Series 6, Series 7, Series 63, Series 65, and SIE. Gerald Edward O'Connor has experience working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/15/2020 - Present
Morgan Stanley (Mount Laurel NJ)
PA
02/04/2011 - 10/02/2013
METLIFE SECURITIES INC. (PHILADELPHIA PA)
PA
11/01/2006 - 02/10/2011
AXA ADVISORS, LLC (PHILADELPHIA PA)
PA
11/27/2002 - 11/02/2006
INVEST FINANCIAL CORPORATION (YARDLEY PA)
NJ
12/05/2001 - 11/29/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
IN
09/26/2001 - 12/05/2001
CONSECO SECURITIES, INC. (CARMEL IN)
MO
10/01/2000 - 08/27/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
10/15/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 03/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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