Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Shaw is a financial advisor with over 38 years of experience in the industry. Gerald has a broad range of experience, having worked with firms such as R.M. Stark & Co., Inc. and Mutual Trust Co. of America Securities. Gerald specializes in providing financial planning, investment management, and educational seminars to individuals and high-net-worth clients. Gerald is currently registered with Forefront in Austin, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees and revenue share for referrals to third parties
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2
TX
07/07/2023 - Present
Forefront (AUSTIN TX)
FL
05/22/2020 - 05/17/2023
R.M. STARK & CO., INC. (SEMINOLE FL)
FL
07/02/2015 - 06/04/2020
MUTUAL TRUST CO. OF AMERICA SECURITIES (Seminole FL)
FL
11/09/2012 - 07/10/2015
SUMMIT BROKERAGE SERVICES, INC. (SEMINOLE FL)
FL
10/08/2007 - 11/12/2012
SIGMA FINANCIAL CORPORATION (SEMINOLE FL)
FL
02/08/2007 - 10/10/2007
PRIME CAPITAL SERVICES, INC. (CLEARWATER FL)
FL
01/05/1996 - 02/12/2007
SIGMA FINANCIAL CORPORATION (SEMINOLE FL)
MA
04/27/1989 - 02/15/1996
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NJ
09/20/1984 - 06/06/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1999
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/11/1996
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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