Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Duane Klosterboer is a financial advisor with over 40 years of experience in the industry. Gerald is currently registered with Cetera Investment Advisers LLC and holds Series 3, 4, 5, 7, 24, 51, 63, 65, 99TO, and SIE licenses. He is also a Certified Financial Planner. Gerald has been involved in financial advisory work with several firms including First Allied Securities, Inc., First Affiliated Securities, Inc., Prudential-Bache Securities Inc. and Dean Witter Reynolds Inc. Gerald specializes in providing financial planning and investment management services to individuals, families, and businesses. His expertise includes portfolio management, retirement planning, college savings, and estate planning. Gerald is committed to providing personalized financial advice to his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
11/12/2020 - Present
Cetera Investment Advisers LLC (ZEPHYR COVE NV)
NV
12/16/1994 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ZEPHYR COVE NV)
CA
05/31/1989 - 12/23/1994
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
NA
11/16/1984 - 05/31/1989
FIRST AFFILIATED SECURITIES, INC.
NA
11/21/1983 - 01/10/1985
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/25/1978 - 12/14/1983
DEAN WITTER REYNOLDS INC.
IA
Issued 01/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/22/1985
Series 24 - General Securities Principal Examination
BC
Issued 02/22/1985
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1985
Series 3 - National Commodity Futures Examination
BC
Issued 11/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/19/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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