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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Tambe is a financial advisor currently registered with LPL Financial LLC in CLAREMONT, CA. Gerald Tambe has been in the financial services industry since 1974. Gerald Tambe has passed the Series 7TO, SIE, PC and Series 1 exams. Gerald Tambe also holds the Series 63 license. In addition to LPL Financial LLC, Gerald Tambe has previously been registered with WACHOVIA SECURITIES, LLC, A. G. EDWARDS & SONS, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2025 - Present
LPL Financial LLC (CLAREMONT CA)
CA
01/01/2008 - 04/28/2008
WACHOVIA SECURITIES, LLC (PASADENA CA)
CA
06/26/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PASADENA CA)
NY
09/26/1978 - 06/23/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/14/1974 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 11/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 06/12/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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