Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Charles Hughes has been an active financial advisor since 1981. Gerald has worked at a number of firms including Crowell, Weedon & Co., UBS Financial Services Inc., Prudential Securities Incorporated, and D.A. Davidson & Co. Gerald is currently registered with LPL Financial LLC and is a registered representative in California and Texas. Gerald has also been active in the insurance industry since 1981.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/19/2015 - Present
LPL Financial LLC (UPLAND CA)
CA
11/25/2013 - 11/17/2015
D.A. DAVIDSON & CO. (WEST COVINA CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (WEST COVINA CA)
CA
01/14/2005 - 11/04/2013
CROWELL, WEEDON & CO. (WEST COVINA CA)
NJ
09/22/2000 - 02/08/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CA
02/14/1992 - 09/13/2001
CROWELL, WEEDON & CO. (LOS ANGELES CA)
NY
07/28/1981 - 02/14/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 09/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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