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Gerald Charles Brace

Fnex Capital, LLC

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About Gerald Charles Brace

Gerald Brace is a financial professional with over 20 years of experience in the industry. Gerald's career began in 1995 at Smith Barney Inc. and has since included roles at Cowen & Co., OppenheimerFunds Distributor, Inc., Evergreen Investment Services, Inc., Claymore Securities, Inc., Northwestern Mutual Investment Services, LLC, and Midamerica Financial Services, Inc. Since 2016, Gerald has been associated with Fnex Capital, LLC. Gerald holds FINRA Series 7, 63, and 65 licenses, and the SIE exam. Currently, Gerald is registered in eight states.

Firm Information

Gerald Brace is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gerald Brace’s Registration & Firm History

IN

01/11/2016 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

MO

09/29/2011 - 12/04/2015

MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)

NJ

03/20/2009 - 06/14/2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SUMMIT NJ)

IL

08/15/2007 - 11/04/2008

CLAYMORE SECURITIES, INC. (CHICAGO IL)

MA

05/21/2004 - 06/06/2007

EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)

NY

09/19/2000 - 03/25/2004

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

01/18/1996 - 07/29/1996

COWEN & CO. (NEW YORK NY)

NY

04/19/1995 - 01/22/1996

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/29/2003

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/19/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gerald Charles Brace.
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