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Gerald Bartholomew Smith

Susquehanna Financial Group, Lllp

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About Gerald Bartholomew Smith

Gerald Bartholomew Smith is a financial professional with over 20 years of experience in the financial services industry. Gerald is currently registered with Susquehanna Financial Group, Lllp and has previously worked for Global Execution Brokers, LP, Susquehanna Securities, LLC, Susquehanna Capital Group, ALPS Distributors, Inc., AllianceBernstein Investments, Inc., and UBS Financial Services Inc. Gerald holds Series 7, 24, 57TO and 66 securities licenses. Gerald has extensive experience in the financial services industry and is dedicated to providing clients with personalized financial advice.

Firm Information

Gerald Smith is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gerald Smith’s Registration & Firm History

PA

07/02/2012 - Present

Susquehanna Financial Group, Lllp (BALA CYNWYD PA)

PA

04/16/2018 - 07/15/2022

GLOBAL EXECUTION BROKERS, LP (BALA CYNWYD PA)

PA

12/24/2014 - 07/15/2022

SUSQUEHANNA SECURITIES, LLC (BALA CYNWYD PA)

PA

07/18/2012 - 04/14/2015

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

NY

05/28/2009 - 07/19/2012

ALPS DISTRIBUTORS, INC. (NEW YORK NY)

NY

06/26/2007 - 12/01/2008

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

NJ

01/17/2001 - 06/08/2007

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 01/19/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/18/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gerald Bartholomew Smith.
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