Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Austin Haga is a financial advisor with Avantax Investment Services, Inc., a firm he joined in December 2020. Gerald has been in the financial services industry since February 2000 and holds both Series 7 and Series 63 licenses. Gerald holds a Series 65 license and has been registered in North Dakota, Minnesota, Florida, Colorado and Arizona. Prior to joining Avantax Investment Services, Inc., Gerald was registered with Royal Alliance Associates, Inc., United Securities Alliance, Inc., Linsco/Private Ledger Corp. and Walnut Street Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
ND
12/08/2020 - Present
Avantax Investment Services, Inc. (FARGO ND)
ND
03/01/2007 - 12/10/2020
ROYAL ALLIANCE ASSOCIATES, INC. (FARGO ND)
ND
03/06/2006 - 03/01/2007
UNITED SECURITIES ALLIANCE, INC. (FARGO ND)
SC
03/07/2003 - 03/08/2006
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
02/02/2000 - 03/11/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 01/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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