Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Nelson is a financial advisor with over 20 years of experience in the industry. He is currently registered with Principal Securities, Inc. as an Investment Advisor Representative in Tennessee and Texas. Prior to joining Principal Securities, Inc., Gerald worked at Waddell & Reed, First Tennessee Brokerage, Inc. and NCF Financial Services, Inc. Gerald has a wide range of experience in financial planning, investment management, insurance and book publishing. He is also an experienced bookkeeper and has worked with various temp agencies and non-profit organizations in the Memphis, TN area. Gerald Nelson is a valuable resource for clients seeking advice and guidance on their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TN
06/16/2021 - Present
Principal Securities, Inc. (OAKLAND TN)
TN
03/01/2013 - 08/06/2016
WADDELL & REED (MEMPHIS TN)
TN
02/17/2005 - 08/02/2012
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
NC
12/11/2002 - 12/31/2004
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
BOTH
Issued 04/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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