Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Anthony Riley is a financial professional with over 12 years of experience in the financial services industry. Gerald is currently registered with Cantor Fitzgerald & Co. Prior to joining Cantor Fitzgerald, Gerald was employed with B. Riley Securities, Inc. and Lazard Capital Markets LLC. Gerald holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/11/2024 - Present
Cantor Fitzgerald & Co. (JERICHO NY)
NY
10/06/2014 - 06/20/2024
B. RILEY SECURITIES, INC. (NEW YORK NY)
NY
06/04/2012 - 08/07/2014
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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