Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Allen Graham is a financial advisor with Cetera Investment Advisers LLC. Gerald has been in the industry since 1986 and is currently registered in Colorado and Texas. Gerald has a broad range of experience, having worked with several firms over the years, including John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and Jesup, Josephthal & Co., Inc. Gerald is also a licensed insurance agent and has worked with various insurance companies. In addition to his experience in financial services, Gerald is also a musician, baseball umpire and has served as a volunteer for the SIFMA Foundation's Invest It Forward program. Gerald specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to both individuals and businesses.
AURORA, CO
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/21/2024 - Present
Cetera Investment Advisers LLC (AURORA CO)
MA
11/11/1991 - 08/05/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/11/1991 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
02/08/1990 - 07/23/1991
JESUP, JOSEPHTHAL & CO., INC.
NA
01/09/1989 - 05/24/1990
CENTURY FINANCIAL SECURITIES, INC.
NA
01/15/1990 - 02/05/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
11/07/1988 - 01/09/1989
ALLIED CAPITAL GROUP, INC.
NA
01/13/1988 - 09/19/1988
BRENNAN ROSS SECURITIES, INC.
NA
08/06/1987 - 02/01/1988
PROFESSIONAL BROKERAGE SERVICES INC.
NA
06/24/1987 - 08/31/1987
HAMILTON BOHNER, INC.
NA
08/21/1985 - 07/15/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 12/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/2/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 1/23/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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