Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Alan Upthegrove is a financial professional with over 35 years of experience. Gerald is currently registered with Northwestern Mutual Investment Services, LLC in Fort Lauderdale, Florida. Gerald has been with the firm since August 1983 and has worked in both Milwaukee and Fort Lauderdale. Prior to his time with Northwestern Mutual Investment Services, LLC, Gerald worked for Robert W. Baird & Co. Incorporated. Gerald has earned the Chartered Financial Consultant designation and holds several industry licenses, including the Series 6, Series 22 and SIE. Gerald also owns an investment property in Fort Lauderdale.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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FL
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)
WI
09/30/1987 - 09/06/1994
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/05/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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