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Gerald Alan Grossman

Morgan Stanley

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About Gerald Alan Grossman

Gerald Grossman is a registered investment advisor with Morgan Stanley. He is active in the financial industry since 1986 and has been with Morgan Stanley since June 2009. Prior to joining Morgan Stanley, Gerald was an advisor with other firms such as Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Citigroup Global Markets Inc. and Janney Montgomery Scott Inc. Gerald Grossman specializes in portfolio management for individuals, businesses and investment companies, financial planning, pension consulting, and educational seminars. He is registered in several states and holds numerous licenses including Series 7, Series 3, Series 31, Series 63, and Series 65.

Firm Information

Gerald Grossman is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Gerald Grossman’s Registration & Firm History

NJ

06/01/2009 - Present

Morgan Stanley (Marlton NJ)

NJ

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (VOORHEES NJ)

NJ

08/18/2006 - 04/02/2007

MORGAN STANLEY DW INC. (VOORHEES NJ)

NJ

09/04/1992 - 08/25/2006

CITIGROUP GLOBAL MARKETS INC. (MT. LAUREL NJ)

PA

07/07/1989 - 09/08/1992

JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)

NA

06/18/1987 - 07/19/1989

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

10/22/1986 - 07/13/1987

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

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Licenses & Designations

IA

Issued 02/10/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/13/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/1998

Series 3 - National Commodity Futures Examination

BC

Issued 05/08/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Gerald Alan Grossman. Review regulatory record here.
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