Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerald? Claim Your ProfileGerald Galbraith has been a registered representative in the financial industry since 1964 and is currently affiliated with Robert W. Baird & Co. Inc. Gerald has held past positions with Wells Fargo Clearing Services, LLC and A.G. Edwards & Sons, Inc., among others. Gerald holds several securities licenses including Series 4, 7, 9, 10, 12, 24 and 63. Gerald is based in Abilene, TX and has 17 years of experience with Robert W. Baird & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
10/05/2018 - Present
Robert W. Baird & Co. Inc. (Abilene TX)
TX
01/01/2008 - 10/10/2018
WELLS FARGO CLEARING SERVICES, LLC (ABILENE TX)
TX
05/21/1984 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ABILENE TX)
NA
12/15/1964 - 05/21/1984
SCHNEIDER, BERNET & HICKMAN, INC.
BC
Issued 06/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/1984
Series 4 - Registered Options Principal Examination
BC
Issued 03/16/1968
Series 12 - NYSE Branch Manager Examination
BC
Issued 03/16/1968
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/06/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/15/1964
Series 000 - General Securities Principal Examination
BC
Issued 12/15/1964
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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