Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geral? Claim Your ProfileGeral Jean Smith is a financial advisor with over 30 years of experience in the industry. Geral currently works with Osaic Wealth, Inc., a firm with a wide range of investment products and services. Geral has held several leadership positions, including Chief Compliance Officer and Chief Operating Officer for Park Central LLC and Ciccarelli Advisory Services Inc., demonstrating experience in managing and overseeing financial operations. Geral is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses and certifications, including Series 3, 7, 8, 9, 10, 24, 63, 65 and 66. Geral's expertise includes financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Geral's experience and qualifications position them to provide clients with comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/03/2023 - Present
Osaic Wealth, Inc. (ROCHESTER NY)
NY
08/01/2006 - 11/03/2023
FSC SECURITIES CORPORATION (ROCHESTER NY)
NY
01/13/2004 - 07/07/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FAIRPORT NY)
FL
02/24/2003 - 01/02/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
11/08/1999 - 02/25/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/20/1997 - 11/22/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/26/1996 - 12/16/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/21/1993 - 05/02/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 03/03/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2001
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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