Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Georgina? Claim Your ProfileGeorgina Jui is an investment advisor representative with over 40 years of experience in the financial services industry. Georgina is currently registered with Charles Schwab & CO., Inc. and has previously worked at TD AMERITRADE, INC. and PAINEWEBBER INCORPORATED. Georgina is licensed to provide investment advice in over 50 states and is a Series 7, 8, 9, 10, 24, 63 and 65 licensed professional. Georgina is registered with FINRA and is actively involved in providing financial planning and advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/08/1997 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CA
11/06/2023 - 05/19/2024
TD AMERITRADE, INC. (San Francisco CA)
NA
12/22/1980 - 09/08/1987
PAINEWEBBER INCORPORATED
IA
Issued 11/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/18/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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