Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Georgina? Claim Your ProfileGeorgina Diaz is a financial professional with over 10 years of experience in the financial services industry. Currently, Georgina Diaz is registered with B. Riley Wealth Management as a broker. Prior to joining B. Riley Wealth Management, Georgina Diaz was a registered representative with National Securities Corporation, Newbridge Securities Corporation, and Summit Brokerage Services, Inc. Georgina Diaz holds the Series 99 and the Securities Industry Essentials (SIE) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/22/2022 - Present
B. Riley Wealth Management (Boca Raton FL)
FL
06/01/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
01/30/2019 - 06/09/2020
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
08/31/2016 - 01/30/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
12/18/2015 - 08/17/2016
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
10/07/2014 - 12/28/2015
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
10/09/2012 - 10/07/2014
NEWBRIDGE SECURITIES CORPORATION (FT. LAUDERDALE FL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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