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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Georgiana? Claim Your ProfileGeorgiana Andersen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in WALNUT CREEK, CA. Georgiana has been in the industry since 1990 and has a wide range of experience working with various clients. Georgiana is registered with FINRA and the state of California. Georgiana provides portfolio management services to individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/12/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WALNUT CREEK CA)
CA
09/30/2011 - 02/05/2015
ROBERT W. BAIRD & CO. INCORPORATED (SAN FRANCISCO CA)
CA
12/04/2009 - 10/26/2011
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
08/12/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
CA
09/24/2004 - 08/12/2006
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
MO
07/03/2001 - 10/07/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/06/1990 - 06/22/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/17/1989 - 07/12/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NY
03/21/1989 - 08/19/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/15/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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